Compliance & Risk Manager

eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is available in over 140 countries around the world. 

With over 1500 employees worldwide, We have locations in the US, Cyprus, UK, Australia, Germany, and Israel, and we are constantly growing and expanding into new markets.

We are constantly growing and are excited to share that we are looking for a Compliance & Risk Manager to join our team!

What will you be doing?

• Coordinate compliance issue management, escalation and reporting.
• Monitor and review guidelines, circulars and regulatory documents which are applicable to the company.
• Draft and update policies, procedures and controls to meet MAS requirements.
• Conduct compliance assurance reviews and testing on business units' processes and controls to assess level of compliance with applicable regulatory/industry requirements, identify gaps, provide recommendations, escalate issues/risks promptly and work with business units to implement timely remedial actions.
• Advise on business expansion, products, customer transactions and regulatory matters in Singapore.
• Responsible for the following:

1. Periodic review of trade surveillance settings and timely review of trade alerts
2. Maintenance of respective legal documents (e.g. T&Cs)
3. Oversight of leverage settings (pre-post) and best execution practices
4. Follow up on audit findings to ensure timely resolution
5. Review customer-facing communications, including marketing materials, for compliance with local regulations.

• Preparing risk and control assessments to identify potential risks, implement effective controls, and validate remediation of operational risk exposures and control gaps.
• Collaborating with the business to build and maintain Risk Registers and end-to-end process maps, ensuring accurate information and appropriate challenge.
• Conducting root cause analysis of operational events and developing strategies to mitigate future risks.
• Preparing detailed risk reports, dashboards, and metrics for senior management and stakeholders, highlighting key risk areas and recommended actions.
• Monitoring and reporting risk events and operational losses, escalating to management as needed, and supporting business areas in capturing lessons learned.
• Managing the evaluation and resolution of operational risk incidents, ensuring swift resolution, client interest is central to the process, root causes and lessons learned are documented, and mitigation actions are implemented and assessed across other relevant areas.
• Developing, maintaining and overseeing the operational risk framework and related policies that cover: Outsourcing, Business Continuity Management and Operational Risk Management.
• Check that the ORM tasks are in compliance with all regulatory requirements.
• Work with Group to plan, execute, and document BCM tests, including reporting and follow-up on findings.
• Conduct periodic reviews of outsourcing arrangements to identify and mitigate risks.
• Maintain and update the call tree and risks indicators, regularly review of matric to enhance monitoring.
• Provide guidance to business management on supervision structure, responsibilities, and adherence to compliance procedures and controls.
• Responsible to self track (including mandatory in-house Compliance/AML training/ABC) all training hours and keep training records and with the HR; 
• Any other tasks as allocated by your direct line manager.